or contracts. “ insurance ” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of
contracts. “insurance” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of Capital Clause 4
Printable Format - Laws and Regulations Securities Borrowing and Lending |- Fees (section 14 and 19) |- Major Shareholders |- Branch Office |- Net Liquid Capital (section 97) |- Capital Reduction
securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties
รายงานเป็นสินทรัพย์สภาพคล่อง (liquid capital) ในรายงานการดำรงเงินกองทุน ซึ่งรายการดังกล่าวไม่ใช่สินทรัพย์สภาพคล่องประเภทรายการเงินสด รายการเงินฝากหรือตราสารเทียบเท่าเงินฝากตามที่ประกาศคณะกรรมการ ก.ล.ต
dialysis liquid, which is a subsidiary during the 1st quarter, 2018 as well as the performance of its subsidiaries increased respectively. As a result, the Group of companies, income increased and gross
Commission 50/2540 (Synopsis) 24/12/1997 01/01/1998 2. Notification of the Office of the Securities and Exchange Commission SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation
Shareholders (section 90 and 91) Branch Office (section 92) Net Liquid Capital (section 97) Capital Reduction (section 98(1)) Anti-fraud Provisions (section 98(3)) Forward Transactions/OTC Equity Derivatives
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel