Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying
1.85 2.33 16 17 15 3 2 1 FIF 1.63 1.79 2.18 17 18 17 3 2 1 Property Funds 1.70 1.87 2.31 15 15 16 3 2 1 Ease and Accessibility Investor types Mean Rank of mean within same investor types Rank of mean
Commission, Thailand (“SEC”) is seeking public comments on the proposed principles and regulations concerning Digital Asset Custodial Wallet Providers to ease the requirements for these providers that has
AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being
the displayed buying and selling prices of order book do not align with the actual market prices, causing the coin prices displayed in the order book was inaccurately. DAB Act S.94 Settlement
Miss Keerarat Viphosupan help Mr. Yinganan to buy and sell SSPF securities by offer money transaction in buying and transfer the money which her receives from selling this securities for Mr. Yinganan
VDO Conference ในการประเมินเพื่อจัดอันดับความยาก-ง่ายในการประกอบธุรกิจของประเทศไทย (Ease of Doing Business) ในเรื่องการคุ้มครองผู้ลงทุนรายย่อย (Protecting Minority Investors) โดยมีผู้แทนสำนักงานศาล
The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
ประสบการณ์ในการให้คำปรึกษาโครงการที่สำคัญ เช่น การพัฒนาความยากง่ายในการประกอบธุรกิจ Ease of Doing Business และการจัดทำแผนธุรกิจขององค์กร เป็นต้น _______________________
market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market