misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of
Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
also provide investors with greater investment choices. The SEC views that regulatory development will boost the competitive edge of Thai capital market and the industry, responsive to global changes and
) cooperation.AMBIF, an initiative of ASEAN Bond Market Forum (ABMF), aims to boost product quantity and variety and the growth of bond market in ASEAN + 3 in response to demand of fundraisers and investors in the
, of the net asset value (NAV). SEC Secretary-General Ruenvadee Suwanmongkol said: “BOT and SEC have introduced these additional measures to boost liquidity of daily fixed income funds. Already the
Project aims to enhance national transparency, boost morale, applaud governmental organizations’ exemplary role, and promote corporate value of management based on good governance, professional ethics
financial goals can be achieved. For the beginners, they will learn more about ?A thousand baht, Start a journey to your dream?, a project aims to boost saving and investment discipline through investment in
society is approaching. With its importance to the country?s economy, banking industry can help create long-term saving discipline by putting more focus to tackle the said problems while lessening a boost
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and