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Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th

https://capital.sec.or.th/webapp/phs/upload/phs1231748058Ornor3_2551.pdf

SEC urges MORE shareholders to exercise voting rights on capital increase viewed by IFA to have insufficient disclosure and dilution effect

general shareholders’ meeting on 23 February 2024 and exercise their voting rights on a proposed capital increase to be offered to the existing shareholders in proportion to their shareholding (rights

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10580

SEC public hearing on proposed amendments to the regulations on establishing or relocating office branches of business operators to reduce their burdens and enhance efficiency of investor protection

offices or branches of business operators in accordance with the Regulatory Guillotine to increase flexibility and streamline processes and operating burdens on the business sector. Essentially, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9935

SEC and Lawyers Council under Royal Patronage hold a seminar to enhance lawyers’ capability to assist defrauded investors in class action litigation

in class action litigation. It also intends to increase investors’ awareness of their legal rights to claim for remedies from those who broke the laws and caused them harm.” Acting Sub Lt. Dr

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8768

Public hearing on relaxation of ASEAN CIS unit holding limit

Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5353

การกำหนดเรื่อง sector fund และ group limit

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=75

การพิจารณาเกณฑ์ Single Entity Limit ตามบทเฉพาะกาล

ลงทุนในหุ้น M ในอัตราส่วน single entity limit ที่เกินจากประกาศที่ ทน. 87/2558 กำหนดที่ 10% แต่ยังสามารถถือครองทรัพย์สินดังกล่าวมาได้อย่างต่อเนื่องตามข้อ 113 ของประกาศที่ สน. 24/2552 และบทเฉพาะกาลของประกาศ

http://law.sec.or.th/content/4462/7382/1#7382

SEC invites public opinions on proposed law amendment concerning regulations of intermediaries in the capital market to increase efficiency in technology adoption for development of business and

. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8780

SEC launches initiative to enhance financial reporting ecosystem

Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6077

Public hearing on PVD draft amendments to enhance employees? choices

Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for employees. The revision aims at encouraging employees to save more, save longer, and save smart, to enjoy better quality of life after retirement.The proposed amendments would require that asset management companies comply with the following key regulations: 1) To provide several investment plans f...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6206