Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and offer for sale of baht bonds, the foreign entity issuer must obtain an approval and adhere to the obligations specified by the Ministry of Finance. However, given the changing contexts and landscape of the bond market, the relevant ministerial regulations would be repealed and instead the foreign iss...
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/09/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 07/07/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/06/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/01/2016
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/07/2010