) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
necessary information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2019 – December 31st, 2019) Other conditions shall be in accordance with the
required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing agreement
information required for the production competent and the employee training program. Contract Period 1 Year (January 1st, 2018 – December 31st, 2018) Other conditions shall be in accordance with the existing
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
in a line of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an
in a line of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an
of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an academic expert
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement