Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
special holiday schedule established for financial institutions and specialized financial institutions for the year 2024, in accordance with the Government’s policy.
institutions must also pass a fit and proper test, and can be rejected and removed by the BoT. Guidelines for banks and other financial institutions have additional norms, including a risk committee for the
Guidelines Re: Loan Transactions, Investment in Securities and Sales of Assets by Financial Institutions (new issue), coming into effect January 1, 2019. Under the new regulations, banks are required to put in
commercial banks: - being an engagement partner of commercial banks under Financial Institutions Businesses Act for not less than 1 year during the period of 5 years before filing an application for approval
regulate country’s financial system, issue regulations and control financial institutions, circulate banknotes, supervise international money transfers, and monitor exchange rate of Thai Baht against foreign
under Clause 7 (1) or (2) or Clause 9: (1) the Bank of Thailand; (2) the Financial Institutions Development Fund; (3) the Export-Import Bank of Thailand; (4) the Industrial Finance Corporation of Thailand
9: 5 (1) the Bank of Thailand; 6 (2) the Financial Institutions Development Fund; 7 (3) the Export-Import Bank of Thailand; 8 (4) the Industrial Finance Corporation of Thailand; 9 (5) commercial banks