fiduciary responsibilities: 1. Adopt a clear written Investment Governance Policy 2. Properly prevent and manage conflicts of interest and prioritize advancing the best interest of clients. 3. Make informed
operated. General controls are implemented to ensure that all automated applications are developed, implemented, and maintained properly, and in addition, that the integrity of program and data files and of
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201902/19021674.pdf E_1 Legal_FA_2015_12_29-c Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to
ระดับให้ตลาดทุนอาเซียนสามารถตอบโจทย์การพัฒนาอย่างยั่งยืน โดยสอดรับกับแนวคิด “Advancing Partnership for Sustainability” ภายใต้การเป็นประธานอาเซียนของไทยในปีนี้ ที่ประชุมยังหารือเรื่องการพิจารณารับ
inconsistent with the ever-advancing technologies and do not allow businesses to access necessary information sufficiently. The FinTech Act would not only reduce such limitations by allowing established
an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are inconsistent with the ever-advancing technologies and do not
. ____________________ * The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according
Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to changing customer behavior, regulatory changes and life platform-driven competition. Given the
in the network in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8311 SEC launches automated capital market information service for business facilitation in the digital age SEC Deputy Secretary
operations to achieve the SDGs in the Thai capital market. It will provide not only information and tools about the SDGs, but also act as a platform that portrays how the private sector is advancing their