, control, and supervision of policies of an applicant; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning, investment or capital
, control, and supervision of policies of an applicant; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning, investment or capital
system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response
Net Profit Your Responsibility* 1. 2. 3. 4. * Signing Partner, Engagement Partner, Engagement Quality Control Reviewer and etc. 4. Registration with an audit oversight authority 4.1 Are you currently a
whether the code of conduct is complied: 1.3.1 Monitoring and assessment by an internal audit unit or a compliance unit; 1.3.2 Self -assessment by executives and employees; 1.3.3 Assessment by independent
the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm's internal monitoring
inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm's internal monitoring Signature of the
ethical requirements and quality Performance ? 4 Is the work of all registered auditors in the firm, including partners, subject to quality review from network firm or monitoring unit and appraisal? If yes
Global Chemical Plc. and Affiliated company employee 23 Feb 2018 Sign atory De cla ration (Thai ver sion o n ly) 4. The Registered Provincial Electricity Authority Provident Fund 23 Feb 2018
Global Chemical Plc. and Affiliated company employee 23 Feb 2018 Sign atory De cla ration (Thai ver sion o n ly) 4. The Registered Provincial Electricity Authority Provident Fund 23 Feb 2018