Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Authority the (“PWA”) – the Company’s major shareholder. 3. General characteristics of the transaction. The PWA requested that the Company provide a 30% discount to the water tariff for the Koh Samui Branch
offering and undertaking of digital asset businesses with the authority to issue relevant rules, conditions and procedures.?? The public consultation covers the key principles for laying out appropriate
company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC
implement a system that separates proceeds from the PVD into two parts as contributions and non-contributions. (3) Maintain information of each unitholder about age, duration of the membership or of being a
company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC
or take any actions as specified in the scheme to maintain the investment unit at a constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according
implement a system that separates proceeds from the PVD into two parts as contributions and non-contributions. (3) Maintain information of each unitholder about age, duration of the membership or of being a
can timely identify, capture, process, communicate and maintain relevant and reliable information for supporting the SOQM? 3 How does the firm keep the communicated information current, meaningful and
suspects the investors of involvement in an offense of money laundering or financial support to terrorist. The assets are seized or sequestered by the authority. (8) The SEC is empowered to instruct the