trading orders. They are employees of Asia Wealth Securities Co., Ltd. The SEC found that {A} did not keep complete record of a number of a client? securities trading orders. She admitted that she received
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money
COMPANY LIMITED ERX COMPANY LIMITED AEK INVESTMENT ADVISORY SECURITIES CO.,LTD XSPRING ASSET MANAGEMENT COMPANY LIMITED XSPRING DIGITAL COMPANY LIMITED ASIA WEALTH SECURITIES COMPANY LIMITED ASIA WEALTH
.0-2680-1111, 0-2680-1000 Fax.0-2285-1900-1 3 ASIA WEALTH SECURITIES CO.,LTD. 10/178 (2301ฺB) KHLONG TOEI NUEA, WATTHANA, Bangkok 10110 Tel.0-2680-5000 Fax.0-2680-5011 4 ASL SECURITIES CO.,LTD. 888/1
.0-2680-1111, 0-2680-1000 Fax.0-2285-1900-1 3 ASIA WEALTH SECURITIES CO.,LTD. 10/178 (2301ฺB) KHLONG TOEI NUEA, WATTHANA, Bangkok 10110 Tel.0-2680-5000 Fax.0-2680-5011 4 BEYOND SECURITIES PUBLIC CO
XSPRING CAPITAL PUBLIC COMPANY LIMITED XSPRING ASSET MANAGEMENT COMPANY LIMITED ASIA CAPITAL GROUP PUBLIC COMPANY LIMITED ASIA WEALTH ASSET MANAGEMENT COMPANY LIMITED ASIA WEALTH SECURITIES COMPANY LIMITED
-2160-5400 3. ASIA PLUS SECURITIES COMPANY LIMITED 175, 3/1 FLOOR, SATHORN CITY TOWER, SOUTH SATHORN THUNG MAHA MEK, SATHON, Bangkok 10120 Tel. 0-2680-1111, 0-2680-1000 Fax. 0-2285-1900-1 4. ASIA WEALTH
Result of IPO Sale Reports - AWC : ASSET WORLD CORP PUBLIC COMPANY LIMITED Type of securities : Common share | Effective Date : 11/09/2019 | Close Selling Date : 03/10/2019 http://capital.sec.or.th/webapp