intermediary and reveal the report in the annual compliance report; (5)1 in case the outsourced function is related to derivatives investment, the intermediary shall outsource such function to a derivatives
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to
securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
, 2015, and the first half of 2016 - Wensaas, E. & Wist, J.B. (2019) All Nordic 77 green bonds and 154 conventional bonds issued between 2013-2016 - - - - - - + + + • Previous studies reveal the evidence
is less important as strings develop. These findings give a more complete picture of the relation between market premiums, growth, and fundamentals. Last, I reveal that there exists risk relevance of a
this study reveal that traditional regression analysis produces inconsistent effects of CSR on firm value depending on which CSR proxy enters the regression model. A main channel for CSR in driving firm
superior from last year from the expansion both in terms of trading volume and new trade partners. Oil trading performance however, softened marginally from the previous quarter, due to the apprehension
) to clients; (3) visibly reveal the redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction
shall be opened for service at least throughout the working hours of the intermediary. (2) promote or dessiminate information on the arrangement under subclause (1) to clients; (3) visibly reveal the