appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.

Bangkok, September 5, 2013 ? In the meeting no.8/2013 on September 5, 2013, the SEC Board resolved to appoint two governors of the Stock Exchange of Thailand (SET), namely Satit Limpongpan and

Bangkok, September 7, 2017 ? The SEC Board Meeting No. 9/2017 today resolved to re-appoint Mr. Chaiyawat Wibulswasdi and Mrs. Vorawan Tarapoom to the Stock Exchange of Thailand (SET) Board of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the

who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB

Bangkok, August 8, 2008 ? The SEC Board in its meeting No.8/2008 held on July 31 resolved to appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors, as follows: - Mr

Bangkok, August 4, 2011 ? In the meeting no. 8/2011 on August 4, the SEC Board resolved to appoint two governors of the Stock Exchange of Thailand (SET) to replace those whose term has ended.  The

Bangkok, June 8, 2012 ? In the meeting no.6/2012 on June 7, 2012, the SEC Board resolved to appoint three governors of the Stock Exchange of Thailand (SET) to replace those whose term ended. The SEC

time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company