Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board?s selection will be based on knowledge and expertise in the capital market, other related experiences that will be beneficial to the position as well as good governance and ethical behaviors.Those interested can submit an application form along with supplementary documents from January 5-23, 2015 at...
The Securities and Exchange Commission (SEC) has considered it appropriate to designate 2 June and 11 August 2025 as well as 2 January 2026 as additional special holidays for securities companies and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.
Bangkok, 23 February 2024 – In reference to the Cabinet’s resolution on 13 February 2024, approving a special holiday for the year 2024, the Securities and Exchange Commission (SEC) has considered it appropriate to designate 12 April 2024 as an additional special holiday for securities companies and derivatives business operators. This decision aligns with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutio...
1. Wednesday1 JanuaryNew Year’s Day 2. Wednesday12 FebruaryMakha Bucha Day3. Monday7 AprilSubstitution for Rama I Memorial Day and ChakriMemorial Day (Sunday, 6 April 2025)4. Monday14 AprilSongkran Festival5. Tuesday 15 AprilSongkran Festival6. Thursday1 MayNational Labor Day7. Monday 5 MaySubstitution for Coronation Day (Sunday, 4 May 2025)8. Monday 12 MaySubstitution for Visakha Bucha Day (Sunday, 11 May 2025)9. Tuesday3 JuneH. M. Queen Suthida Bajrasudhabimalalakshana’s Birthday10. Thursday10...
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has issued 11 notifications containing regulations for establishing and managing Thailand ESG Funds. They have been published in the Government Gazette since 1 December 2023, officially allowing asset management companies to launch the fund right away. Initially, the SEC has received 22 applications for Thailand ESG Funds establishment from 16 asset management companies. The Association of Investment Management Companies (AIMC)...
Bangkok, 25 July 2023 – The Securities and Exchange Commission (SEC) has announced the 2024 holiday schedule for securities companies and derivatives business operators, as follows: 1. Monday 1 January New Year’s Day 2. Tuesday 2 January Substitution for New Year’s Eve (Sunday, 31 December 2023) 3. Monday 26 February Substitution for Makha Bucha Day (Saturday, 24 February 2024) 4. Monday 8 April Substitution for Rama I Memorial Day and Chakri Memorial Day (Saturday, 6 April...
At its meeting No.11/2563 on 19 May 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the CMSB approved in principle of the amendment of rules applicable to funds and trusts which invest in real estate or infrastructure (funds and trusts) to create regulatory alignment as part of the regulatory guillotine project. The amendments are as follows:(1) Amending the rule on conducting an asset due diligence from every year after the previous due diligence to at least once in a ca...
Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic Person’s Meeting B.E. 2563 (2020), dated 4 March...
In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and resolved to approve the generation of alternative income channels and the reduction of expenses a...
SEC Secretary-General Ruenvadee Suwanmongkol has announced key results from the quarterly meeting with senior executives of all securities and derivatives business operators, which took place on 25 August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and enhancing flexibility and resilience in business operation as well as to discuss guidelines f...