dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2022
, Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and as amended, and the Board of Governors of the Stock Exchange of Thailand of Disclosure of Information
its custody are secured and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records
requiring derivatives broker to be responsible for such assets in full amount. 2 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 14/2555 Re: Custody of Assets of Clients by
requiring derivatives broker to be responsible for such assets in full amount. 2 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 14/2555 Re: Custody of Assets of Clients by
Exchange Commission No. Kor Thor. 32/2560 Re: Maintenance of Net Capital ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities
Exchange Commission No. Kor Thor. 32/2560 Re: Maintenance of Net Capital ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and
Exchange Commission No. Kor Thor. 32/2560 Re: Maintenance of Net Capital ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and
a duty required to be performed. charge is dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.300 in conjunction with 33 Criminal
dated 31 August 2008 (as amended) and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the