inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm

, sovereign wealth funds and mutual funds), or asset managers to which such collective vehicles or individuals allocate funds. We note that in controlled companies (where there is a dominant shareholder or

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently

-energy use (such as food and feed ingredients, pharmaceuticals, chemicals, materials and minerals), issuers are required to allocate GHG emissions to the biomass for energy purpose based on energy content

subject to deliberation. All should have appropriate training and induction processes made available to them, and should be able to allocate sufficient time both to that training and induction and to

of greenwashing as asset management companies have to disclose how they allocate funding towards economic activities that consider environmental, social and governance (ESG) factors, both within and

period will allow APCON to allocate cash flow of the business more appropriately. The details of transaction as follows; 1. Transaction date May 13, 2020 2. Details of financial assistance Guarantee

financial assistance period for 3 months. The extension of the payment period will allow APCON to allocate cash flow of the business more appropriately. The details of transaction as follows; 1. Transaction

the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to