of the REIT; (2) in case it is underwriting for the benefit of the parent company or the subsidiary company of the securities underwriter where the company wishes to distribute the held REIT units

) in case it is underwriting for the benefit of the parent company or the subsidiary company of the securities underwriter where the company wishes to distribute the held REIT units. Clause 4 A

responsibility: Matters involving shared responsibility of the board and management: Matters that the board should delegate or not get involved with: a) Defining objectives and business model b) Developing culture

(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently

. “ association ” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish and having registered

Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a major shareholder, a controlling person, a parent

securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a major shareholder, a controlling person, a parent company, and a

for securities of which it makes underwriting. 4    Clause 6. Subject to Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a

and developing the Thai capital market as a major fundraising venue for both local and international businesses. Throughout the years, enhancing the financial reporting quality has always been an

audit work efficiently, also in collaboration with the TFAC; Developing sustainable growth of the capital market - 10 - (3) The project to provide training on accounting, auditing, and audit quality