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director? opinion for further consideration on each director ?s performance under the SEA. With respect to this transaction, the SEC closely coordinates with the Stock Exchange of Thailand (SET) in support

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5614

SEC requires PACE?s clarification on a joint venture agreement incurring obligations and liabilities within seven days

Bangkok, 2 October 2017 ? The SEC has ordered Pace Development Corporation Public Company Limited (PACE) to clarify the information regarding the company's joint venture agreement with three

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6795

ก.ล.ต. จัดเสวนา “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases"

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานเสวนา หัวข้อ “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8496

SEC public hearing on draft amendments to the regulations related to repo/reverse repo agreement on listed securities and investment units with all types of investors

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8438

SEC public hearing on drafted amendment regulations on repurchase or reverse repurchase agreement (repo/reverse repo) of the securities companies and the derivatives intermediaries

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=649

SEC files a criminal complaint against MRC - BIZ and its director for public offering of digital tokens and operating digital asset exchange without license

According to given tips and the SEC’s further investigation, it was found that MRC - BIZ led by Tanit had offered for sale and given trading service of digital tokens through public solicitation for investment in such product via online social media channels such as Facebook, YouTube and MRC - BIZ website. Earlier, in this regard, the SEC notified the company to end such conduct that may be liable to offering for sale and giving trading service of digital tokens without license; however, t...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550

SEC files a complaint against IFEC former director for performing duties dishonestly and instructs IFEC directors to solve company problems urgently

and the persons whom IFEC identified as director via the Stock Exchange of Thailand (SET) to solve the company's problems urgently and to disclose their individual clarifications to the public within

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6958

SEC files a criminal complaint against former director and CEO of Zipmex for making false statements or concealing facts that should have been disclosed to the public

director and CEO of Zipmex Thailand at the time, acted in a manner liable to be an offense under Section 82 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). Furthermore, the fact that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10544

SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market business

companies directors and executives under the relevant notification, this person, therefore, cannot perform duties as a director or an executive of the company and cannot act as personnel in the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215

SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8897