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. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4642

Public hearing on overseas investment through derivatives broker

objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4456

SEC Thailand’s public hearing on proposed amendment to regulations regarding qualification of bondholder’s representative.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=980

SEC Thailand’s public hearing on the draft regulations of the qualification of bondholder’s representative.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1000

Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

futures trading agent. The company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com to

http://market.sec.or.th/public/idisc/en/Enforce

SEC warns investors to be cautious with digital asset investment

issuers nor ICO portals recognized by SEC at this moment. Once there exists an ICO issuer or ICO portal fully complied with the regulations, SEC will publish such information on the SEC website.In the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8300

Investor Alert : Line อ้างชื่อ (Broker) Mark

Line อ้างชื่อ (Broker) Mark : Unlicensed securities and derivatives business (Disclosure Date : 03/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0936&CaseYY=2568