information from the client or the officer who executed the selling transaction for the client. Signing the buy/sell order form of investment units without contacting and giving advices was failing to perform
to have a variety of investment options and risk diversification appropriate for their investment objectives. For investment made via Thai business operators, investors will be given advices on foreign
advices and helping boost investor confidence, which will inclusively support the sustainable growth of the Thai capital market."The Prof. Link system is a digital platform, based on an innovation that the
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this Notification, the anti-money laundering legislations
finance and banking; (2) having minimum experience of 3 years in either one of the following areas: (a) providing advices or recommendations relating to Islamic principles; (b) researching and developing
setting up the sale price of the housing units at a competitive level as well as presenting 360° virtual tour to show MK housing design to customers. MK staffs were able to give various advices to customers
advices relating to securities investment to investor or the client of securities company, or in analyzing a securities investment, such securities company shall arrange to have the investor contact
securities trading. Chapter 312 Contacting, Soliciting or Giving Advice to Client Clause 16.13 14 15 In contacting, soliciting, or giving advices relating to securities investment to investor or the client of