appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
Bangkok, September 7, 2017 ? The SEC Board Meeting No. 9/2017 today resolved to re-appoint Mr. Chaiyawat Wibulswasdi and Mrs. Vorawan Tarapoom to the Stock Exchange of Thailand (SET) Board of
Bangkok, July 7, 2014 ? The SEC Board Meeting No. 7/2014 resolved to appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors, as follows: (1) Mr. Subhak Siwaraksa; (2) Mrs
who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB
regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
Bangkok, September 2, 2016 ? The SEC Board Meeting No. 9/2016 today resolved to re-appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors for a second term, as follows: (1
Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC
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