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are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has qualifications and

https://publish.sec.or.th/nrs/5279se.pdf

English (United States) MinistrialRegulationSEAArchive-5

application for additional securities business licenses it has not yet obtained by complying with rules and procedures prescribed in this Ministerial Regulation. [Amended by the Ministerial Regulation No.17

https://www.sec.or.th/EN/Pages/LawandRegulations/MinistrialRegulationSEAArchive-5.aspx

Notification of the Office of the Securities and Exchange Commission SorDor. 3/2554

Additional Particulars in Trust Instrument for Creating Reserve Account or Sinking Fund

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Notification of the Office of the Securities and Exchange Commission SorDor. 6/2554

Additional Provisions relating to Issuance and Offer for Sale of Sukuk

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Notification of the Office of the Securities and Exchange Commission SorChor. 41/2556

Additional Provisions relating to Issuance and Offer for Sale of Units of Real Estate Investment Trusts

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Notification of the Office of the Securities and Exchange Commission Sor Jor. 28/2558

Additional Requirements Relating to the Issuance and Offer for Sale of Depository Receipts

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Notification of the Office of the Securities and Exchange Commission Sor Jor. 4/2561

Additional Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme

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