management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
criteria ▪ Step 3: Introduce oversight ▪ Step 4: Adapt investment process ▪ ABSOLUTE EXCLUSION No investment in exclusionary criteria ▪ THRESHOLD EXCLUSION Partial investment ▪ RELATIVE EXCLUSION Best-in
order to adapt the forms of oversight and communication with stakeholders to the changing situation appropriately. These included using online communication and launching relief measures to mitigate
medium-sized enterprises (SMEs) in business and industrial sectors to access the Thai capital market and adapt to digital transformation, and will join the group efforts in organizing training to
and Audit Oversight > Auditor Supervision > Related Forms Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision 2.5 Related Forms Related Forms 1
> Financial Reporting and Audit Oversight > Related Web Links Regulations SHARE : Detail Content Financial reporting and audit oversight Related Web Link The Federation of Accounting Professions (TFAC
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interest entities; and - Exercising that responsibility either directly or through independent oversight. Reference : เอกสารแนบ 1 2 https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Charter
SHARE : SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight Tuesday 26 December 2023 Documents SHARE : Building Confidence in the
and Audit Oversight > Auditor Supervision > Related Rules and Regulations Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision Relate Rules and