Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to an annual consulting fee. In the case of website: www.iqoption.com, which is a foreign juristic pe...
Bangkok, 7 March 2019 ? The SEC is advising the public to be cautious about any solicitation related to investment in HashBX Global Co., Ltd.With reference to the news of persons reporting to the police regarding their investment with HashBX, the SEC has received complaints from the investors and found additional information. The SEC is gathering more facts in this matter and coordinating with relevant agencies to consider whether any act is subject to supervision under the Emergency Decree on D...
According to investors’ tips and SEC’s investigation, there are public solicitations for investment in investment units via online media channels such as company website, Facebook and Line application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation...
ซื้อขายล่วงหน้าทุกแห่ง ที่ กลต.นพ. (ว) 14/2559 เรื่อง การเปลี่ยนแปลงการกำหนดระดับ early warning
statement or warning as follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are
acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related information before making investment decision”; (3) in
. Clause 15. In advertising the fund, the securities company shall at least have statement or warning as follows: (1) a statement related to how investors can acquire additional information or prospectus; (2
follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related
information under (1)(b) 1. to 3. Clause 11. In advertising the fund, the securities company shall at least have statement or warning as follows: (1) a statement related to how investors can acquire additional