in respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; In case where shareholder under the first paragraph is a legal entity, its director or
information filed with the SEC Office both in the forms of printed document and electronic data shall be identical. Clause 3. After the company has filed the documents and evidence in accordance with Clause 2
accurate and identical to the information the issuer of foreign securities has disclosed to the foreign regulator or the foreign stock exchange. Clause 13 The ordinary shares that are traded on the foreign
, irresponsibility, carelessness to the client’s benefit, recklessness or unfair or unreliable business conducts, except where the applicant has received the permission from the Office due to the improvement in its
, dishonesty, irresponsibility, carelessness to the client’s benefit, recklessness or unfair or unreliable business conducts, except where the applicant has received the permission from the Office due to the
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
documents are identical to those certified by me, I have authorized ____[FULL NAME]______to affix signature on every page of the documents. Any part of the documents not affixed with the signature of
nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least