offer for sale of bonds may cause [i] any damages or [ii] an unfairness treatment to the investors as a whole or [iii] the investors not to obtain correct and sufficient information for supporting the
) the offer for sale of the debt securities may have a negative impact on credibility of the Thai capital market; (4) the offer for sale of the debt securities may cause damage or unfairness to investors
about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting the client ’s asset which is under the following rules: (a) in case the client ’s
; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting
; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
and appropriate and does not cause unfairness to [other] shareholders. For the purpose of consideration under Paragraph 1, the term “persons having relationship” means any possible conflict person
aspects of biases comprising (1) emotional or preference biases: focusing on present rather than future incidents; (2) belief bias: making conclusion based on too small sample size while associated risks
advice with bias, not based on professional standards, and without supporting studies/researches or imparting rumors. For {E}, his action was considered using client account to trade securities for the
continuity but also to avoid bias in the credit rating process. For example, in seeking to balance the objectives of continuity and bias avoidance, a CRA could assign a team of analysts to participate in