, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
Board?s (FSB) key standards for sound financial systems and serve as a standard for governments and regulators worldwide. Over the last two years, the OECD conducted an ambitious and inclusive review of
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date
Company, which Prasit claimed to be a merger between Mandawee Tour Co., Ltd. and Web Sawasdee Public Limited Company. In addition, Prasit also claimed that Mandawee Sawasdee securities were to be listed on
Governance or ESG) of listed companies by making greenhouse gas emission be one of the disclosure issues in which listed companies would state its intention of doing business with ESG and investors can take
Thai Unique Coil Center Plc. (TUCC) shares. The filing of criminal complaint resulted from their failure to pay the fines imposed by the Settlement Committee, causing the criminal case to be unsettled.In
further appropriate action can be taken in time.? ______________________________ *Failure to perform duties honestly under Clause 23(1) and failure to perform duties
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment