cooperation with the Association of Investment Management Companies (AIMC) and the Stock Exchange of Thailand (SET) holds PVD seminars and events periodically to educate fund committees to be able to fully
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
ASEAN Collective Investment Scheme Framework, CG standards assessment to provide comparative data on intra- region listed companies. At the global level, the SEC facilitated the opportunity for Thai
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
. The SEC supports Thaipat Institute to develop "the first CSR and Anti-corruption progress indicators for Thai listed companies", with a six level assessment of 0-5. Anti-corruption The term
and businesses in which it has a significant investment (between 20 percent to 50 percent of shares with voting rights). Explanation 1. For guideline no. 6.1.3, relevant principal and substantial risk
. The SEC supports Thaipat Institute to develop "the first CSR and Anti-corruption progress indicators for Thai listed companies", with a six level assessment of 0-5. Anti-corruption The term