discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
, including, mobile phone numbers, email addresses, addresses on the identification cards, addresses on the house registration, permanent address, home telephone numbers, and facsimile numbers. Sensitive data
: ……………..…................................................................................... ........................................ ............................................................................................................................................. ....................................... Telephone: ........................................................................ Facsimile: ................................................................. Through the r...
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
amounting to Baht 50.5 million mainly due to losses from exclusive mobile phone project. Revenue from Thailand Mobile Expo for the year 2018 is Baht 119 million, the highest revenue since the Company was
ชื่อผู้ได้มา/จำหน่าย :?NIPPON TELEGRAPH AND TELEPHONE WEST CORPORATION | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 09/05/2548
ชื่อผู้ได้มา/จำหน่าย :?NIPPON TELEGRAPH AND TELEPHONE WEST CORPORATION | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 11/02/2548
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the