on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1
probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
sure for financial transactions. It provides services of transfer money between bank account and transfer money from the bank to another bank, payment for commodities, services and loans, cheque status
sure for financial transactions. It provides services of transfer money between bank account and transfer money from the bank to another bank, payment for commodities, services and loans, cheque status
เติมพบว่า {ก} ไม่แจ้งหลักเกณฑ์ Volatile Stock ซึ่งเป็นข้อปฏิบัติเกี่ยวกับข้อมูลความเสี่ยงของหลักทรัพย์บางหลักทรัพย์ และภาระหน้าที่ในการชำระเงินค่าซื้อหลักทรัพย์ดังกล่าวให้ลูกค้าทราบก่อนที่ลูกค้าสั่งซื้อ
, SRM, SSV, STARL, STMX, STORJ, SURE, SUSHI, SXP, TEL, THETA, TIME, TLM, TOMO, TRAC, UFO, UOS, UTK, VEGA, VLX, VVS, WAVES, WOO, XVS, YFI, YFII, YGG, YOOSHI, ZEN, ZIL, ZRX 3 50% CBG, CEL, LDO, RAMP, TRB
% ABBC, AGIX, AMPL, BNB, CEL, CTXC, GFT, GTC, HEX, HIGH, JASMY, LDO, LTO, NOIA, PHA, RNDR, SURE, TIME, TRB, VGX, WEMIX, YFII 3 50% AVINOC, META, REV, XTN 4 75% XRP 5 100% สินทรัพย์ดิจิทัลที่ไมไ่ด้มีรายชื่อ
เสี่ยง สินทรัพย์ดิจิทัล SOLO, SRM, SSV, STARL, STMX, STORJ, SURE, SUSHI, SXP, TEL, THETA, TIME, TLM, TOMO, TRAC, UFO, UOS, UTK, VEGA, VLX, VVS, WAVES, WOO, XVS, YFI, YFII, YGG, YOOSHI, ZEN, ZIL, ZRX 3 50