(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q2/2014 to the SEC and the SET within the specified period. The
Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (YNP), failed to supervise YNP to prepare and submit the reviewed
ASCON Construction Public Company Limited ASCON Public Company Limited (ASCON) failed to prepare and submit the financial statements for the six-month period ended June 30, 2014 to the SEC and the
Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q3/2014 to the SEC and the SET within the specified period. The
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q3/2016 to the SEC and the SET within
SMC Power Public Company Limited SMC Power Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2021 and (2) the annual report for the year 2021
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q3/2017 to the SEC and the SET within
will grant a special award for first-time participants. The contest is with the objective to select the perfect provident fund model, with excellent and effective management, who is applying good
Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply