branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 22/03/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/06/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/03/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/08/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/08/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/02/2004