preferred shares, with a par value of Baht 1 per share, to the existing shareholders in proportion to their shareholdings (Rights Offering) after the subscription of the newly issued preferred shares by BBL
decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the
(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory
activities on various platforms. A total of 202 accounts have been reported, with 192 on Facebook, 1 on Instagram, and 9 on LINE (as of 30 November 2023). Upon receiving these tips, the SEC coordinated with
? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and
law Please be informed accordingly. Yours sincerely, (Ms. Ladda Waruntarakul) Company Secretary (F 53-4) The English translation of this document is prepared solely for reference for non-Thai
services used, names of the service providers, and statistics of votes exercised using proxy or advisory services. Principle 5.6 Institutional Investors should disclose their approach to stock lending and