3 POLICY & PROCEDURE SocialEnvironment Governance Sustainable Development Policy ▪ CG Policy ▪ Business ethics manual ▪ Anti-corruption ▪ Vendor Code of Conduct ▪ Tax policy ▪ Human rights Policy o

the way for cross-country securities trading and services, which marks a major step toward future coordination in all aspects and creates linkage among capital markets in the region. Dr. Vorapol

on a step-by-step basis.  2.         Mutual fund reporting ? The SEC Board approved the regulatory amendment to allow a mutual fund, whose maturity or dissolution date does not coincide with its

proper and practical regulations, taking into account the best interest of investors and the capital market as a whole. The hearing is only the first step; there is much more to be done for the development

partnership, Mark Gooding, His Majesty’s Ambassador to Thailand, said: “Financial services are a key driver of the modern economy. We are proud to take another step in our long-time partnership with SEC

review provider to assess each step of the bond offering and issuance is encouraged. This regulatory revision was introduced to align with the SEC’s strategic plan to promote investment and fund raising

2019to discuss the implementation and application of the DLT, to increase the efficiency and reduce cost of operation, and overall processes from the first step to the last, relating to fundraising and

for preventing and suppressing digital asset-related frauds and faster measures to contain damage incurred from such frauds that affect the investing public. The next step is to discuss methods and

channels enabling them to appropriate portfolio management and asset allocations for diversifying risk. Amid the stock market popularity, the platform will serve as the very first step for investors

. The Handbook is available for download at http://www.theacmf.org/ACMF/upload/asean_cis_handbook.pdf.Datuk Ranjit Ajit Singh, Chairman of the Securities Commission Malaysia, said ?This is a step towards