the following qualifications; (1) Being a permanent staff member who is able to work full-time for a management company or being a director of the management company who does not hold any other
the following qualifications; (1) Being a permanent staff member who is able to work full-time for a management company or being a director of the management company who does not hold any other
conclusion, I wish to express my sincere appreciation to the SEC management and staff who have put in tremendous efforts over the years. I am confident that with everyone’s continued support and commitment
trust agent and stay relevant to their daily lives, fulfilling their everyday needs, anywhere, anytime, with an unsurpassed service experience. Being aligned with our business strategies for 2017, KBank
the defensive measures to refrain the staff in question from being a part of audit team with which he or she will be employed. - In the event that the aforementioned staff had already engaged in the
timeframe on a temporary basis. The fact that any supervisor being dismissed as staff or employee of a financial advisor shall not form the grounds for the SEC Office to decline to display his name in nor
process to follow up on the staff training, nor effective policies outlining necessary actions for those who failed to complete their trainings. To avoid their audit staff’s capabilities being called into
Plain Investment Consultant (Experienced Staff)
Plain Investment Consultant (Experienced Staff)
Plain Investment Consultant (Experienced Staff)