Notification of the Office. Clause 4. In a short sale of securities pursuant to the customer’s order which is not an institutional customer, the securities company shall proceed as follows: (1) inform the
characteristics prescribed by Notification of the Office. Clause 4. In a short sale of securities pursuant to the customer’s order which is not an institutional customer, the securities company shall proceed as
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
enters into an agreement to borrow securities from a securities company for making a short sale, but excluding a securities borrower being an institutional client; 1 Repealed and amended by the
0.20 million baht which gained a short-term loan from a financial institution for the purchase of new land located on Rama 3 road and it has completely paid a return gradually. According to the above
previous year which gained from the profits from the sale of empty land located at the Bhumibol Bridge. Paid interest was 0.28 million Baht. It came from a short-term loan from a financial institution for
is no paid interest, while in previous year there was paid interest amount 0.28 million baht causing by a short- term loan from a financial institution. According to the above mentioned reasons, the
alternative vehicle to manage their liquidity and to put their money away for a short time, besides bank deposits. Earlier, SEC conducted an opinion survey and also worked with the Association of Investment
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
shareholder, by extend the previous term of the loan which is a short term loan without collateral of Baht 117.15 million (divided into principle of Baht 94 million and remaining interest of Baht 23.15 million