Complex Type 1 Investment Consultant
, leading to more inclusive and equitable practices.”The workshop sought to create an enabling environment across capital market ecosystems on the business and human rights approach, and to strengthen the
ประเภท put through / big lot ด้วยสำนักงานตรวจพบว่าผู้ติดต่อกับผู้ลงทุนของบริษัทหลักทรัพย์หลายแห่งมีการกระทำฝ่าฝืนกฎหมายโดยผ่านช่องทางการส่งคำสั่งซื้อขายประเภท put through / big lot จน
BANGKOK, January 4, 2007 ? The SEC has put two investor contacts (marketing officers) ? Preecha Mateedulsatit and Weeraparn Teeraworn ? on probation for meddling with the securities trading accounts
BANGKOK, December 12, 2006 ? The SEC has revoked the approval for investor contact Vitaya Kongkeaw and put another investor contact Lat Charnanurak on suspension, both for violating the Rules of
Bangkok, July 27, 2006 ? The SEC has put seven approved investor contacts (marketing officers) on one-year probation for violating the Stock Exchange of Thailand?s Notification Regarding Authorized
, effective from February 16, 2010, and put one-year probation on Nitiwat Jurawathee and Ditipan Mokdara, effective from February 16 and 23, 2010, respectively. In the case of Chirawan, the SEC obtained from
government appointees, should be restructured to enhance the regulator?s operational independence; 3. Cross-Agency Coordination: There should be closer cooperation among relevant public agencies on regulatory
Bangkok, November 21, 2008 ? The SEC has eased its regulations to allow margin loan refinancing among securities firms, given that they have put in place adequate risk management mechanism. The
Bangkok, August 7, 2009 ? The SEC is conducting a public consultation on the proposed revision to derivative warrant (DW) rules to facilitate the issuance and offering of DW while ensuring proper