guidanceAs legislation has been drafted and administrative arrangements put in place, some additional clarity can now be provided about the laws that will apply in each economy to incoming Passport Funds. The
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
clarity, a checklist of recommended or necessary pre- and post-issuance disclosures is provided in Appendix II of the SLBP. To ensure a smooth governance process, some issuers may find it convenient to make
parties to foster smooth transition by taking into account three key aspects: (1) goods and agricultural futures exchange, (2) business operators, and (3) human resources.(1) On goods and agricultural
parties to foster smooth transition by taking into account three key aspects: (1) goods and agricultural futures exchange, (2) business operators, and (3) human resources.(1) On goods and agricultural
, it is hoped that Thailand Taxonomy will be one of the foundations for supporting the economy on the transition journey towards the sustainable environment in a smooth and timely manner. Bank of
country's criteria as well. This latest Additional Guidance facilitates the smooth offering of Hong Kong's ESG Funds in Thailand in accordance with the SEC standards. Ms. Pornanong Budsaratragoon, SEC