adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market

manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the

Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material

, said: ?Annual report and other reports such as quarterly financial statements and management discussion and analysis (MD&A) are a good source of material information on listed companies. The annual

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020

account of manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT). Following the referral from the Stock Exchange of Thailand regarding the irregular trading of CWT

manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT) and failing to report the acquisition and disposition of such shares to the SEC for the amounts of 500,000 baht and

share price of TWZ Corporation Plc. (TWZ).   The SEC's investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Wasana had involved on a

share price of TWZ Corporation Plc. (TWZ).   The SEC?s investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Vasana had involved on a

5,506,530.65 baht on three former manager and marketing officers of Far East Securities Co., Ltd., namely (1) Shine Bunnag, (2) Nattada Kaewma and (3) Sarunya Simaporn for manipulating share price of D.T.C