by the notification of the Office of the Securities and Exchange Commission on rules, conditions and procedures on management of fund. Management company shall reveal to unitholders, clients or
สาํคญัของปัญหา http://www.sec.or.th http://www.econ.nida.ac.th แรงจงูใจ Past performance is often the first thing a mutual fund will reveal about itself. “Investors and advisors consider past performance
conjunction with fund management. Such keeping shall be systematic and make searching easy; (c) retention period shall not be less than five years from the date the particulars or transactions of customers have
for or used in conjunction with fund management. Such keeping shall be systematic and make searching easy; (c) retention period shall not be less than five years from the date the particulars or
keeping of documents and evidences to be prepared for or used in conjunction with fund management. Such keeping shall be systematic and make searching easy; (c) retention period shall not be less than five
Stop Query” information searching system for the SEC’s staff to conduct supervisory tasks External services ● Restructured SEC website to be more informative and user-friendly ● Facilitated online report
personal loan portfolio. The Company is aware of the issues affecting overall operation, there is thus the measure to address such problems, for instance, searching for more qualified customers and improved
data cooperation with government agencies. The SEC Office receives your personal data from other sources, for example, searching other websites. Purposes of the processing of personal data The SEC
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual