company listed on the Stock Exchange of Thailand. Samples of matters under the SEC responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
the company; - The board of governors of the Stock Exchange ordered a delisting of securities. The limitation period under the Securities and Exchange Act, for example: - the rights to claim
(buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is prohibited before the assets start generating revenue (the listing in the Stock Exchange must be done within three
(buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is prohibited before the assets start generating revenue (the listing in the Stock Exchange must be done within three
may not occur again in the future Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a
companies and life insurance companies, the short-term bills may be offered to HNW. [3] For listed companies on the Stock Exchange of Thailand that do not have any issue of good corporate governance in which
. *information disclosure through the Stock Exchange or other channels accessible by all unit holders to execute transactions. Trust certificate holder meetings Organization of trust certificate holder meetings A