นายวิบูลย์ ภัทรพิบูล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหารและพนักงาน เข้าร่วมกิจกรรมเดิน-วิ่ง “GOOD GUY RUN 2022” เพื่อรณรงค์ส่งเสริม

เรื่อง การตรวจสอบพฤติกรรมการซื้อขายของลูกค้าที่อาจเข้าข่ายเป็นการ front run

SHARE : SEC intends to relax rules on digital token offering for pre-ICO and private sale Wednesday 19 December 2018 | No. 167 / 2018 Bangkok, 19 December 2018 - SEC is conducting a public hearing on

FinTech Virtual Seminar 2020 will be broadcast live via SEC Fan Page. Viewers are welcome to post questions and share views real-time with guest speakers and the online community. The seminar will run

warning, but such warning was not appropriate to the media type i.e. video clip and the location where it was run. DAB Act S.30 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 21

clear-cut regulations to accommodate business operation and service provision in the form of partnership so that business operators will be able to run their business according to their expertise and take

front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients

audit firm;   (2)  To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the

of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in