Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
Ref.No.IVL001/10/2017 3rd October 2017 President The Stock Exchange of Thailand Subject: Report on the Completion of the Acquisition of the Tire Cord business of DuraFiber Mexico and setting up of a new indirect
million or 100%. Due to revenue from selling of products through digital TV channel and online of indirect subsidiary increased. Revenue from tourism business increased by 13.27 million or 100%. Due to
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
) mission statements e) newsletters f) memorandums g) routine e-mail h) other: please describe Do professionals have access to guidance materials regarding the applicable Quality Control standards? 7 Are
: Revenue from sale of goods increased of Baht 193.71 million by 100%. Due to revenue from sale of goods through digital TV channel and online of indirect subsidiary increased. Revenue from tourism business
mainly increased from: Revenue from sale of goods increased of Baht 296.62 million by 100%. Due to revenue from sale of goods through digital TV channel and online of indirect subsidiary increased
be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC