everyday starting from the next day of prosecution date until the company so complies. Since the defendant pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 30,000 and a
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
reduced the fines by half, resulting in a fine of Baht 209,250 and a further fine of Baht 1000 for everyday during which the contravention continued. SEC Act S.56 and 199 Criminal Complaint Filed with an
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SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
in a fine of Baht 209,250 and a further fine of Baht 1000 for everyday during which the contravention continued. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 04/06/2014
Board holds regular meetings whose yearly schedule is set in advance. Prior to each meeting, the Secretary-General presents a draft agenda to the Chairman for approval. Once approved, it is distributed to
always adhered since the debut implementation of CG Manual in 2007. Concurrent with regular revision of its corporate governance guidelines in l ine with international principles, the SEC is also 1. SEC
hours everyday) : e-mail : complaint@sec.or.th Telephone : 1207 press 2 (complaint) or press 5 (inquiry), 081-751-2841, 081-426-5434, 063-959-8383 Postal mail : The Securities
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients