designated partner with the required authority and resources and take responsibility for the adequacy of firm’s procedures? 4 For firms without designated Quality Control partner, do the principals meet

system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response

that the Applicant’s information be kept confidential. The SEC Office may consider disclosing such information in compliance with the authority and responsibility or as required by the provisions of law

law and standards.   ​ Guidelines ​ ​​1.3.1   In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should

from a person who is required by law to specifically take responsibility. - The debenture holder representative or the mutual fund supervisor fails to act in compliance with his or her power and duties

responsibility or as required by the provisions of law; 6 7. The Applicant and the Administrator of Company Account shall strictly comply with the Terms of Use under this Agreement as well as the SEC Office’s

regarding the Claim of Rights under the Securities and Exchange Act The injured person claims compensation from a person who is required by law to specifically take responsibility. - The debenture holder

ด้วยความรับผิดชอบ ระมัดระวัง (duty of care) และซื่อสัตย์สุจริตต่อองค์กร (duty of loyalty) และดูแลให้การดาเนินงานเป็นไป ตามกฎหมาย ข้อบังคับ และมติที่ประชุมผู้ถือหุ้น หลักปฏบิตั ิ1.4 คณะกรรมการควรเข้าใจขอบ

) Maj. Gen. Boonlert Jangnopparat, resulting in the number of directors being below the number required to constitute a quorum of a meeting as required by law. In this regard, the SEC has instructed Mr