renewing the transaction are as follow: 1. To pay back The 2 Financial Institutes, in totaling Baht 360 Million in order to redeem the mortgage. 2. Transfer The redeem mortgages to ASIA PLUS SECURITIES

. Clause 11. In renewing for approval to be listed in the register of person qualified to be fund manager, such listed person shall act in accordance with the following rules: (1) attend a refresher course

approval takes effect as from the approval date and the two-year period shall be counted from the 1st January of the following year. Clause 11. In renewing for approval to be listed in the register of person

for the purpose of renewing an approval, it shall be deemed that the date on which an approval to be investor contact has previously been granted by the Office shall be the approval date granted by the

approved investor contact under this Notification, and for the purpose of renewing an approval, it shall be deemed that the date on which an approval to be investor contact has previously been granted by the

approved investor contact under this Notification, and for the purpose of renewing an approval, it shall be deemed that the date on which an approval to be investor contact has previously been granted by the

process of renewing their SEC-registered status. All of the newly applied auditors, except one, received the SEC’s approval. It should also be noted that out of the twenty eight auditors being inspected

333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information  This report is available for download on the SEC website: www.sec.or.th  For more information, p...

audit engagements of 65 registered auditors in the capital market, which comprised 39 auditors renewing the license and 26 new approval requests. The inspection results (as shown in figure 21) represent

Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................