in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
. _____________________________* The United Nations Guiding Principles on Business and Human Rights: Implementing the Protect, Respect, Remedy Framework (UNGPs) has been officially endorsed by UN member countries since 2011.
(UNGPs) ซึ่งให้ความสำคัญกับ 3 เสาหลัก คือ การคุ้มครอง (Protect) การเคารพ (Respect) และการเยียวยา (Remedy) การประชุมดังกล่าว ถือว่าเป็นการประชุมประจำปีที่ใหญ่ที่สุดการประชุมหนึ่งของสหประชาชาติ เนื่องด้วยมี
and Remedy’, among Thai listed companies. She said that SEC was very pleased to be involved in driving this issue under the National Action Plan on Business and Human Rights, which was approved by
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
case of movement or changes in transactions. This significantly decrease the time of each process because each activity in the Capital Market has complicated process and steps regarding document