Rules on Application for Obtaining Approval and Granting to Perform Trust Business
, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional
company who fails to perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized
company who fails to perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
follows: Clause 11 This Notification shall apply to the approval of foreign auditors whereby an auditor approved by the SEC Office under this Notification shall be allowed to perform an audit work and affix
procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation; 1.4 Supervision of exchange-based trading to maintain continuity and reliability of the
best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties