Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), welcomed the delegation of the Association of International Banks (AIB) led by Mrs. Somlak Tinmanee
exchange; (4) “executive” means manager or any person determined by home exchange or home regulator as “executive”; (5) “home regulator” means the regulator of capital market where units of foreign ETFs are
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is
Notification of the Capital Market Supervisory Board Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an
Bangkok, November 20, 2007 ? Preliminary results of the capital market regulation assessment under the Financial Sector Assessment Program (FSAP), a joint initiative of the International Monetary
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
>วันที่ตอบ : 03/03/2563 คำถาม : (1) ผู้ประกอบธุรกิจ exchange ด้านสินทรัพย์ดิจิทัลให้ market maker (“mm”) กู้ยืมเงิน