(Translation) (Translation) PAGE (Translation) 3 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC

of Thailand or the over-the-counter center is incorrect. The management company shall arrange to maintain a copy of such report under (1) hereof at its office for inspection by the Office. (Translation

to be a derivatives business operator in the category of derivatives dealer by a juristic person established under foreign law. 1. Personal Information of the applicant: 1.1 Name of applicant

. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission (Translation) Form 16-4 The office of Securities and Exchange Commission Form of Registration to be a

or person who is proposed to be an executive or person with power of control of a company or subsidiary: O yes (please specify in detail) name……………………relationship……………………... O being an executive of the

incompetent person or a quasi incompetent person: O yes O no 6.12 Being a person whose name is under the list of persons whom the Stock Exchange of Thailand is of the opinion that are not appropriate to be

Translation (Translation) - 1 - Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot

Translation (Unofficial Translation) PAGE (Unofficial Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

management company shall comply with the following rules: (1) a person to be appointed shall be a person whose name is on the register of persons qualified to be fund manager. In this regard, the management

transaction without market price or using price which is not market price, management company, shall explain about the reason of such matters to the clients or provident fund committee before request for a